Legal &

Compliance

POPIA and PAIA compliance
Click here to download our POPIA Compliance Statement
Click here to download our PAIA manual
Click here for Form 2 – Request for Access to Record
Click here for Form 3 – Outcome of Request and of Fees Payable

Financial Service
Providers we work with
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The following list includes some of the financial service providers with which we have settled terms of business and engage with directly on behalf of our clients:

Allan Gray South Africa
Allan Gray Australia
Brightrock Insurance
Discovery
FNB Securities
Glacier by Sanlam
Hollard
Ninety-One
Investec Life
Jaltech
Just Life SA
Momentum SA
Momentum International
Nedgroup Investments
Nedgroup Global
Old Mutual SA
Old Mutual International
PPS Insurance
PPS Investments
Prescient
Sanlam
Stanlib
Sygnia

Disclosure Document
Click here to download our Disclosure Document
Our license categories
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The Financial Services Conduct Authority does not monitor tax, accounting, estates, wills or trust based services as part of its regulatory responsibilities.


Long term insurance categories A, B1 & C


Long term insurance subcategories B2, B2-A, B1-A

Retail pension benefits

Pension funds benefits

Shares

Money market instruments

Debentures and securitized debt

Warrants, certificates, and other instruments

Bonds

Derivative instruments

Participatory interests in a collective investment scheme

Participatory interest in a hedge fund

Policies and Procedures
Click here to download our Conflict of Interest Management Policy